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Risk & Compliance

Articles

Looking to the mid-market future

Looking to the mid-market future

Karen Hain talks to Jean-Yves Gilg about the priorities for medium-sized law firms, including compliance, financial management, and succession planning
Be proactive, not reactive about risk

Be proactive, not reactive about risk

Taking simple steps like ensuring all staff are aware of their compliance obligations and acting on concerns early can make a huge difference, advises Vicky Simpson
Listen to the warning bells

Listen to the warning bells

The SDT was kind to a conveyancer who ignored so many red flags and got off with only a moderate fine; others may not be so lucky, says Jean-Yves Gilg