Tracey Calvert explains why training remains key to mitigating regulatory failings

Training and ensuring regulatory and ethical knowledge is embedded in the internal training programme, should feature on every firm’s agenda. Every compliance professional should add their voice and value to this topic. 

Lockdown or not, we must consider training. Do you have the evidence to show that training is on the agenda – and that learning is being delivered to the remote outposts of your firm?

Behaviour

You might need convincing about the merits of training. Training is a compliance safety device. It provides evidence to the Solicitors Regulation Authority (SRA) that the firm is creating an environment in which the culture oozes professionalism, thereby supporting the delivery o...

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